As one of the earliest law firms in China qualified to provide securities legal services, Liuhe’s Securities and Capital Markets practice is a critical strategic area. Renowned as one of the leading law firms in Zhejiang Province, we have successfully guided numerous clients on their journey to the capital markets, supporting technological innovation and industrial advancement. Our firm has been recognized as an “Outstanding Securities Intermediary” by the Zhejiang Provincial Financial Office for several consecutive years and was shortlisted for the "ALB Coastal Capital Markets Law Firm of the Year" award.
Our team combines extensive industry knowledge with a dedication to delivering high-quality legal solutions across various sectors. We have considerable experience in areas such as high-end equipment, advanced manufacturing, new materials, and media, enabling us to provide clients with innovative, tailored legal strategies. The department comprises four specialist groups, each addressing a distinct aspect of the capital markets. Together, these teams offer integrated solutions for even the most complex transactions.
Our IPOs and Refinancing team offers a full range of legal services to companies seeking to go public or engage in subsequent capital market operations. We:
Pre-IPO compliance and due diligence: Review company operations to ensure compliance with listing requirements and facilitate discussions with intermediary bodies.
Preparation of listing documents: Assist in drafting key documents such as prospectuses and legal opinions.
Structuring IPOs: Design optimal listing structures, addressing equity frameworks and jurisdictional considerations.
Regulatory liaison: Maintain continuous communication with regulatory bodies, including the China Securities Regulatory Commission (CSRC) and relevant stock exchanges.
