As one of the earliest law firms in China qualified to provide securities legal services, Liuhe’s Securities and Capital Markets practice is a critical strategic area. Renowned as one of the leading law firms in Zhejiang Province, we have successfully guided numerous clients on their journey to the capital markets, supporting technological innovation and industrial advancement. Our firm has been recognized as an “Outstanding Securities Intermediary” by the Zhejiang Provincial Financial Office for several consecutive years and was shortlisted for the "ALB Coastal Capital Markets Law Firm of the Year" award.
Our team combines extensive industry knowledge with a dedication to delivering high-quality legal solutions across various sectors. We have considerable experience in areas such as high-end equipment, advanced manufacturing, new materials, and media, enabling us to provide clients with innovative, tailored legal strategies. The department comprises four specialist groups, each addressing a distinct aspect of the capital markets. Together, these teams offer integrated solutions for even the most complex transactions.
What We Do
Domestic and International IPOs and Refinancing
Our IPOs and Refinancing team offers a full range of legal services to companies seeking to go public or engage in subsequent capital market operations. We:
· Pre-IPO compliance and due diligence: Review company operations to ensure compliance with listing requirements and facilitate discussions with intermediary bodies.
· Preparation of listing documents: Assist in drafting key documents such as prospectuses and legal opinions.
· Structuring IPOs: Design optimal listing structures, addressing equity frameworks and jurisdictional considerations.
· Regulatory liaison: Maintain continuous communication with regulatory bodies, including the China Securities Regulatory Commission (CSRC) and relevant stock exchanges.
Mergers and Acquisitions of Listed Companies
Our M&A team provides expert guidance through all phases of mergers and acquisitions. We:
· Conduct comprehensive due diligence: Assess potential legal risks in target companies.
· Design optimal transaction structures: Craft tailored M&A strategies, utilizing cash acquisitions, stock-for-stock transactions, and more.
· Lead negotiations and draft contracts: Represent clients in negotiations and draft all necessary agreements and legal documents.
· Ensure regulatory compliance: Advise on antitrust and industry-specific regulations, securing necessary approvals.
· Support post-transaction integration: Provide legal assistance with the integration of acquired companies.
Bonds and Asset Securitisation
Our Bonds and Asset Securitisation team supports companies in meeting diverse financing needs. We:
· Advise on bond issuance strategies: Help issuers structure and execute bond issuances, including corporate bonds and non-financial debt.
· Conduct due diligence: Offer thorough legal reviews to ensure compliance with all regulations and timelines.
· Prepare legal opinions: Draft and issue legal opinions for registration and issuance of bonds.
· Manage dispute resolution: Represent clients in any disputes or litigation related to bond issuances.
Capital Markets Dispute Resolution
Our Dispute Resolution team specializes in resolving complex disputes related to securities and financial markets. We:
· Investigate and gather evidence: Conduct thorough investigations into relationships between key market participants.
· Draft and file legal documents: Assist in drafting complaints, defenses, and other key legal filings.
· Represent clients in litigation and arbitration: Provide comprehensive representation through all stages of litigation, mediation, and arbitration, ensuring effective dispute resolution strategies.
